CAPITALA FIN CORP

CUSIP: 14054R106 Class: COM

Advisors Asset Management, Inc.'s Holding History (CIK: 0001297376)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020
Shares 211,575 Value ($000) $556 Avg Close — Range —
Q1 2020
Shares 266,892 Value ($000) $835 Avg Close — Range —
Q4 2019
Shares 253,727 Value ($000) $2,215 Avg Close — Range —
Q3 2019
Shares 240,111 Value ($000) $1,991 Avg Close — Range —
Q2 2019
Shares 222,565 Value ($000) $2,103 Avg Close — Range —
Q1 2019
Shares 183,853 Value ($000) $1,463 Avg Close — Range —
Q4 2018
Shares 206,338 Value ($000) $1,479 Avg Close — Range —
Q3 2018
Shares 213,312 Value ($000) $1,858 Avg Close — Range —
Q2 2018
Shares 246,587 Value ($000) $2,047 Avg Close — Range —
Q1 2018
Shares 368,902 Value ($000) $2,623 Avg Close — Range —
Q4 2017
Shares 380,967 Value ($000) $2,773 Avg Close — Range —
Q3 2017
Shares 414,300 Value ($000) $3,952 Avg Close — Range —
Q2 2017
Shares 517,755 Value ($000) $6,736 Avg Close — Range —
Q1 2017
Shares 587,551 Value ($000) $8,437 Avg Close — Range —
Q4 2016
Shares 715,671 Value ($000) $9,254 Avg Close — Range —
Q3 2016
Shares 790,024 Value ($000) $10,357 Avg Close — Range —
Q2 2016
Shares 791,589 Value ($000) $11,082 Avg Close — Range —
Q1 2016
Shares 703,294 Value ($000) $8,440 Avg Close — Range —
Q4 2015
Shares 726,723 Value ($000) $8,779 Avg Close — Range —
Q3 2015
Shares 726,672 Value ($000) $9,425 Avg Close — Range —
Q2 2015
Shares 669,526 Value ($000) $10,445 Avg Close — Range —
Q1 2015
Shares 478,823 Value ($000) $8,983 Avg Close — Range —
Q4 2014
Shares 252,438 Value ($000) $4,511 Avg Close — Range —
Q3 2014
Shares 32,516 Value ($000) $576 Avg Close — Range —