CAPITALA FIN CORP

CUSIP: 14054R106 Class: COM

Yorktown Management & Research Co Inc's Holding History (CIK: 0001313559)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 73,200 Value ($000) $1,025 Avg Close — Range —
Q1 2016
Shares 83,200 Value ($000) $998 Avg Close — Range —
Q4 2015
Shares 190,000 Value ($000) $2,295 Avg Close — Range —
Q3 2015
Shares 385,000 Value ($000) $4,993 Avg Close — Range —
Q2 2015
Shares 478,000 Value ($000) $7,457 Avg Close — Range —
Q1 2015
Shares 478,000 Value ($000) $8,967 Avg Close — Range —
Q4 2014
Shares 478,000 Value ($000) $8,542 Avg Close — Range —
Q3 2014
Shares 480,000 Value ($000) $8,506 Avg Close — Range —
Q2 2014
Shares 440,000 Value ($000) $8,312 Avg Close — Range —
Q1 2014
Shares 305,650 Value ($000) $5,893 Avg Close — Range —
Q4 2013
Shares 300,437 Value ($000) $5,979 Avg Close — Range —