CAPITALA FIN CORP

CUSIP: 14054R106 Class: COM

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 7,700 Value ($000) $111 Avg Close — Range —
Q3 2015
Shares 2,000 Value ($000) $26 Avg Close — Range —
Q2 2015
Shares 1,300 Value ($000) $20 Avg Close — Range —