CAPITALA FIN CORP

CUSIP: 14054R106 Class: COM

Sumitomo Mitsui DS Asset Management Company, Ltd's Holding History (CIK: 0001411530)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 332,006 Value ($000) $4,319 Avg Close — Range —
Q1 2017
Shares 364,592 Value ($000) $5,235 Avg Close — Range —
Q4 2016
Shares 208,777 Value ($000) $2,699 Avg Close — Range —
Q3 2016
Shares 84,594 Value ($000) $1,109 Avg Close — Range —
Q2 2016
Shares 77,361 Value ($000) $1,083 Avg Close — Range —
Q1 2016
Shares 87,941 Value ($000) $1,055 Avg Close — Range —
Q4 2015
Shares 80,809 Value ($000) $976 Avg Close — Range —
Q3 2015
Shares 80,809 Value ($000) $1,048 Avg Close — Range —
Q2 2015
Shares 80,809 Value ($000) $1,260 Avg Close — Range —
Q1 2015
Shares 83,639 Value ($000) $1,569 Avg Close — Range —
Q4 2014
Shares 92,839 Value ($000) $1,659 Avg Close — Range —
Q3 2014
Shares 126,089 Value ($000) $2,234 Avg Close — Range —
Q2 2014
Shares 126,089 Value ($000) $2,381 Avg Close — Range —
Q1 2014
Shares 83,129 Value ($000) $1,602 Avg Close — Range —