CAPITALA FIN CORP

CUSIP: 14054R106 Class: COM

TWO SIGMA ADVISERS, LP's Holding History (CIK: 0001478735)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020
Shares 244,302 Value ($000) $643 Avg Close — Range —
Q1 2020
Shares 208,302 Value ($000) $652 Avg Close — Range —
Q4 2019
Shares 157,202 Value ($000) $1,372 Avg Close — Range —
Q3 2019
Shares 144,202 Value ($000) $1,195 Avg Close — Range —
Q2 2019
Shares 97,002 Value ($000) $917 Avg Close — Range —
Q1 2019
Shares 72,802 Value ($000) $580 Avg Close — Range —
Q4 2018
Shares 69,802 Value ($000) $500 Avg Close — Range —
Q3 2018
Shares 105,902 Value ($000) $922 Avg Close — Range —
Q2 2018
Shares 129,968 Value ($000) $1,079 Avg Close — Range —
Q1 2018
Shares 183,163 Value ($000) $1,414 Avg Close — Range —
Q4 2017
Shares 222,009 Value ($000) $1,616 Avg Close — Range —
Q3 2017
Shares 175,063 Value ($000) $1,670 Avg Close — Range —
Q2 2017
Shares 134,863 Value ($000) $1,755 Avg Close — Range —
Q1 2017
Shares 89,463 Value ($000) $1,285 Avg Close — Range —
Q4 2016
Shares 96,767 Value ($000) $1,251 Avg Close — Range —
Q3 2016
Shares 86,114 Value ($000) $1,129 Avg Close — Range —
Q2 2016
Shares 57,240 Value ($000) $801 Avg Close — Range —
Q1 2016
Shares 87,740 Value ($000) $1,053 Avg Close — Range —
Q4 2015
Shares 95,497 Value ($000) $1,154 Avg Close — Range —
Q3 2015
Shares 94,883 Value ($000) $1,243 Avg Close — Range —
Q2 2015
Shares 146,700 Value ($000) $2,289 Avg Close — Range —