CAPITALA FIN CORP

CUSIP: 14054R106 Class: COM

FineMark National Bank & Trust's Holding History (CIK: 0001537720)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 4,000 Value ($000) $48 Avg Close — Range —
Q4 2015
Shares 3,000 Value ($000) $36 Avg Close — Range —