CAPITALA FIN CORP

CUSIP: 14054R106 Class: COM

Catalyst Capital Advisors LLC's Holding History (CIK: 0001549275)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 6,000 Value ($000) $94 Avg Close — Range —
Q1 2015
Shares 6,000 Value ($000) $113 Avg Close — Range —
Q4 2014
Shares 2,000 Value ($000) $36 Avg Close — Range —