CAPITALA FIN CORP

CUSIP: 14054R106 Class: COM

Edge Wealth Management LLC's Holding History (CIK: 0001567163)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 1,000 Value ($000) $13 Avg Close — Range —
Q3 2016
Shares 1,000 Value ($000) $13 Avg Close — Range —
Q2 2016
Shares 1,000 Value ($000) $14 Avg Close — Range —
Q1 2016
Shares 1,000 Value ($000) $12 Avg Close — Range —