CAPITALA FIN CORP

CUSIP: 14054R106 Class: COM

Penserra Capital Management LLC's Holding History (CIK: 0001593324)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 204 Value ($000) $2 Avg Close — Range —
Q2 2017
Shares 255 Value ($000) $3 Avg Close — Range —
Q1 2017
Shares 232 Value ($000) $3 Avg Close — Range —
Q4 2016
Shares 254 Value ($000) $3 Avg Close — Range —
Q3 2016
Shares 226 Value ($000) $2 Avg Close — Range —
Q2 2016
Shares 165 Value ($000) $2 Avg Close — Range —
Q1 2016
Shares 165 Value ($000) $1 Avg Close — Range —
Q4 2015
Shares 189 Value ($000) $2 Avg Close — Range —