CAPITALA FIN CORP

CUSIP: 14054R106 Class: COM

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020
Shares 41,266 Value ($000) $109 Avg Close — Range —
Q1 2020
Shares 89,146 Value ($000) $279 Avg Close — Range —
Q4 2019
Shares 301,257 Value ($000) $2,630 Avg Close — Range —
Q3 2019
Shares 297,860 Value ($000) $2,470 Avg Close — Range —
Q2 2019
Shares 294,004 Value ($000) $2,779 Avg Close — Range —
Q1 2019
Shares 321,878 Value ($000) $2,562 Avg Close — Range —
Q4 2018
Shares 324,314 Value ($000) $2,326 Avg Close — Range —
Q3 2018
Shares 349,717 Value ($000) $3,046 Avg Close — Range —
Q2 2018
Shares 349,412 Value ($000) $2,900 Avg Close — Range —
Q1 2018
Shares 362,640 Value ($000) $2,799 Avg Close — Range —
Q4 2017
Shares 435,198 Value ($000) $3,169 Avg Close — Range —
Q3 2017
Shares 448,858 Value ($000) $4,282 Avg Close — Range —
Q2 2017
Shares 428,995 Value ($000) $5,581 Avg Close — Range —
Q1 2017
Shares 436,838 Value ($000) $6,273 Avg Close — Range —
Q4 2016
Shares 379,948 Value ($000) $4,913 Avg Close — Range —
Q3 2016
Shares 377,887 Value ($000) $4,954 Avg Close — Range —
Q2 2016
Shares 341,354 Value ($000) $4,779 Avg Close — Range —
Q1 2016
Shares 351,387 Value ($000) $4,217 Avg Close — Range —
Q4 2015
Shares 350,705 Value ($000) $4,236 Avg Close — Range —
Q3 2015
Shares 347,068 Value ($000) $4,502 Avg Close — Range —
Q2 2015
Shares 445,675 Value ($000) $6,952 Avg Close — Range —
Q1 2015
Shares 371,784 Value ($000) $6,975 Avg Close — Range —
Q4 2014
Shares 319,178 Value ($000) $5,704 Avg Close — Range —