CAPITALA FIN CORP

CUSIP: 14054R403 Class: 5.75% NT CV 22

Yorktown Management & Research Co Inc's Holding History (CIK: 0001313559)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 10,695 Value ($000) $263 Avg Close — Range —
Q4 2017
Shares 27,244 Value ($000) $678 Avg Close — Range —
Q3 2017
Shares 40,000 Value ($000) $998 Avg Close — Range —