CAPITALA FIN CORP

CUSIP: 14054R403 Class: 5.75% NT CV 22

LDR Capital Management LLC's Holding History (CIK: 0001566089)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 16,040 Value ($000) $394 Avg Close — Range —
Q2 2019
Shares 22,017 Value ($000) $554 Avg Close — Range —
Q1 2019
Shares 17,786 Value ($000) $443 Avg Close — Range —