CAPITALA FIN CORP

CUSIP: 14054R403 Class: 5.75% NT CV 22

Capital Investment Advisory Services, LLC's Holding History (CIK: 0001659203)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 14,100 Value ($000) $355 Avg Close — Range —
Q3 2017
Shares 13,500 Value ($000) $342 Avg Close — Range —