CAPITALA FIN CORP

CUSIP: 14054R502 Class: COM NEW

Advisors Asset Management, Inc.'s Holding History (CIK: 0001297376)

Note: Option positions (PUT/CALL) are excluded.

Q2 2021
Shares 5,884 Value ($000) $146 Avg Close — Range —
Q1 2021
Shares 10,889 Value ($000) $168 Avg Close — Range —
Q4 2020
Shares 18,451 Value ($000) $264 Avg Close — Range —
Q3 2020
Shares 23,378 Value ($000) $220 Avg Close — Range —