CAPNIA INC

CUSIP: 14066L105 Class: COM

MORGAN STANLEY's Holding History (CIK: 0000895421)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 1,400 Value ($000) $1 Avg Close — Range —
Q1 2016
Shares 25 Value ($000) $0 Avg Close — Range —
Q4 2015
Shares 9,477 Value ($000) $18 Avg Close — Range —
Q3 2015
Shares 48,903 Value ($000) $103 Avg Close — Range —
Q2 2015
Shares 14 Value ($000) $0 Avg Close — Range —
Q1 2015
Shares 11 Value ($000) $0 Avg Close — Range —
Q4 2014
Shares 11 Value ($000) $0 Avg Close — Range —