CAPNIA INC

CUSIP: 14066L105 Class: COM

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 4,502 Value ($000) $5 Avg Close — Range —
Q4 2015
Shares 12,757 Value ($000) $24 Avg Close — Range —
Q2 2015
Shares 100 Value ($000) $0 Avg Close — Range —
Q1 2015
Shares 200 Value ($000) $1 Avg Close — Range —
Q4 2014
Shares 703 Value ($000) $1 Avg Close — Range —