CAPNIA INC

CUSIP: 14066L105 Class: COM

Bollard Group LLC's Holding History (CIK: 0001556218)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 357,182 Value ($000) $2,286 Avg Close — Range —
Q4 2014
Shares 343,775 Value ($000) $512 Avg Close — Range —