CAPNIA INC

CUSIP: 14066L105 Class: COM

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 5,588 Value ($000) $5 Avg Close — Range —
Q3 2016
Shares 253 Value ($000) $0 Avg Close — Range —
Q1 2016
Shares 2,402 Value ($000) $3 Avg Close — Range —
Q4 2015
Shares 19,465 Value ($000) $36 Avg Close — Range —
Q2 2015
Shares 1,184 Value ($000) $3 Avg Close — Range —
Q4 2014
Shares 2,058 Value ($000) $3 Avg Close — Range —