CAPNIA INC

CUSIP: 14066L105 Class: COM

Vivo Capital, LLC's Holding History (CIK: 0001674712)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 14,695,264 Value ($000) $7,362 Avg Close — Range —
Q1 2017
Shares 14,695,264 Value ($000) $10,434 Avg Close — Range —
Q4 2016
Shares 7,456,984 Value ($000) $6,040 Avg Close — Range —
Q3 2016
Shares 7,456,984 Value ($000) $6,711 Avg Close — Range —
Q2 2016
Shares 7,456,984 Value ($000) $8,650 Avg Close — Range —
Q1 2016
Shares 7,466,352 Value ($000) $8,885 Avg Close — Range —