CAPNIA INC

CUSIP: 14066L113 Class: *W EXP 11/12/201

Hudson Bay Capital Management LP's Holding History (CIK: 0001393825)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 30,000 Value ($000) $4 Avg Close — Range —
Q4 2016
Shares 30,000 Value ($000) $3 Avg Close — Range —
Q3 2016
Shares 30,000 Value ($000) $6 Avg Close — Range —
Q2 2016
Shares 30,000 Value ($000) $8 Avg Close — Range —
Q1 2016
Shares 30,000 Value ($000) $6 Avg Close — Range —
Q4 2015
Shares 30,000 Value ($000) $15 Avg Close — Range —
Q3 2015
Shares 30,000 Value ($000) $24 Avg Close — Range —
Q2 2015
Shares 40,000 Value ($000) $26 Avg Close — Range —
Q1 2015
Shares 51,907 Value ($000) $81 Avg Close — Range —
Q4 2014
Shares 90,000 Value ($000) $32 Avg Close — Range —