CAPNIA INC

CUSIP: 14066L113 Class: *W EXP 11/12/201

Bollard Group LLC's Holding History (CIK: 0001556218)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 10,985 Value ($000) $16 Avg Close — Range —
Q4 2014
Shares 43,720 Value ($000) $15 Avg Close — Range —