CAPNIA INC

CUSIP: 14066L113 Class: *W EXP 11/12/201

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 3,617 Value ($000) $0 Avg Close — Range —
Q4 2016
Shares 3,522 Value ($000) $0 Avg Close — Range —
Q1 2016
Shares 877 Value ($000) $0 Avg Close — Range —
Q3 2015
Shares 60 Value ($000) $0 Avg Close — Range —
Q4 2014
Shares 11,795 Value ($000) $4 Avg Close — Range —