CAPNIA INC

CUSIP: 14066L113 Class: *W EXP 11/12/201

Vivo Capital, LLC's Holding History (CIK: 0001674712)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 943,858 Value ($000) $159 Avg Close — Range —
Q1 2017
Shares 943,858 Value ($000) $113 Avg Close — Range —
Q4 2016
Shares 943,858 Value ($000) $76 Avg Close — Range —
Q3 2016
Shares 943,858 Value ($000) $198 Avg Close — Range —
Q2 2016
Shares 943,858 Value ($000) $245 Avg Close — Range —
Q1 2016
Shares 932,910 Value ($000) $215 Avg Close — Range —