Capnia Inc

CUSIP: 14066l105 Class: COM

Bollard Group LLC's Holding History (CIK: 0001556218)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 365,316 Value ($000) $259 Avg Close — Range —
Q4 2016
Shares 382,626 Value ($000) $310 Avg Close — Range —
Q3 2016
Shares 403,398 Value ($000) $363 Avg Close — Range —
Q2 2016
Shares 403,398 Value ($000) $468 Avg Close — Range —
Q1 2016
Shares 403,398 Value ($000) $480 Avg Close — Range —
Q4 2015
Shares 403,398 Value ($000) $746 Avg Close — Range —
Q3 2015
Shares 403,398 Value ($000) $851 Avg Close — Range —
Q2 2015
Shares 357,182 Value ($000) $1,004 Avg Close — Range —