CAPSTONE TURBINE CORP

CUSIP: 14067D102 Class: COM

FIRST TRUST ADVISORS LP's Holding History (CIK: 0001125816)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 249,663 Value ($000) $85 Avg Close — Range —
Q2 2015
Shares 274,850 Value ($000) $113 Avg Close — Range —
Q1 2015
Shares 164,597 Value ($000) $107 Avg Close — Range —
Q4 2014
Shares 655,487 Value ($000) $485 Avg Close — Range —
Q3 2014
Shares 694,837 Value ($000) $743 Avg Close — Range —
Q2 2014
Shares 769,772 Value ($000) $1,162 Avg Close — Range —
Q1 2014
Shares 971,129 Value ($000) $2,069 Avg Close — Range —
Q4 2013
Shares 604,174 Value ($000) $779 Avg Close — Range —
Q3 2013
Shares 502,643 Value ($000) $588 Avg Close — Range —
Q2 2013
Shares 57,191 Value ($000) $67 Avg Close — Range —