CAPSTONE TURBINE CORP

CUSIP: 14067D102 Class: COM

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 200,000 Value ($000) $148,000 Avg Close — Range —
Q3 2014
Shares 1,000,000 Value ($000) $1,070,000 Avg Close — Range —
Q2 2014
Shares 750,000 Value ($000) $1,132,000 Avg Close — Range —
Q1 2014
Shares 147,503 Value ($000) $314,000 Avg Close — Range —
Q3 2013
Shares 500,000 Value ($000) $590,000 Avg Close — Range —