CAPSTONE TURBINE CORP

CUSIP: 14067D102 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 12,800 Value ($000) $3 Avg Close — Range —
Q3 2014
Shares 17,100 Value ($000) $17 Avg Close — Range —
Q2 2014
Shares 22,100 Value ($000) $33 Avg Close — Range —
Q1 2014
Shares 15,100 Value ($000) $32 Avg Close — Range —
Q2 2013
Shares 17,100 Value ($000) $20 Avg Close — Range —