CAPSTONE TURBINE CORP

CUSIP: 14067D409 Class: Common Stock

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 15,578 Value ($000) $18 Avg Close — Range —
Q4 2017
Shares 15,483 Value ($000) $12 Avg Close — Range —
Q3 2017
Shares 17,417 Value ($000) $12 Avg Close — Range —