CAPSTONE GREEN ENERGY CORP

CUSIP: 14067D508 Class: Common Stock

IEQ CAPITAL, LLC's Holding History (CIK: 0001779789)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 14,742 Value ($000) $18 Avg Close — Range —
Q4 2019
Shares 14,742 Value ($000) $45 Avg Close — Range —