CAPSTEAD MTG CORP

CUSIP: 14067E506 Class: COM NO PAR

Advisors Asset Management, Inc.'s Holding History (CIK: 0001297376)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 4,305 Value ($000) $55 Avg Close — Range —
Q4 2013
Shares 4,552 Value ($000) $55 Avg Close — Range —
Q3 2013
Shares 4,659 Value ($000) $55 Avg Close — Range —
Q2 2013
Shares 5,816 Value ($000) $70 Avg Close — Range —