CAPSTEAD MTG CORP

CUSIP: 14067E506 Class: COM NO PAR

WBI INVESTMENTS, INC.'s Holding History (CIK: 0001397424)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 38,885 Value ($000) $367 Avg Close — Range —
Q2 2016
Shares 444,531 Value ($000) $4,312 Avg Close — Range —