CAPSTEAD MTG CORP

CUSIP: 14067E506 Class: COM NO PAR

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 11,672 Value ($000) $92 Avg Close — Range —
Q2 2018
Shares 15,890 Value ($000) $142 Avg Close — Range —
Q1 2018
Shares 21,497 Value ($000) $186 Avg Close — Range —
Q4 2016
Shares 11,201 Value ($000) $117 Avg Close — Range —
Q3 2016
Shares 11,578 Value ($000) $105 Avg Close — Range —
Q2 2016
Shares 12,013 Value ($000) $118 Avg Close — Range —
Q1 2016
Shares 28,700 Value ($000) $283 Avg Close — Range —
Q4 2015
Shares 24,800 Value ($000) $224 Avg Close — Range —
Q3 2015
Shares 20,292 Value ($000) $208 Avg Close — Range —
Q2 2015
Shares 15,573 Value ($000) $177 Avg Close — Range —
Q1 2015
Shares 12,308 Value ($000) $145 Avg Close — Range —
Q4 2014
Shares 12,124 Value ($000) $149 Avg Close — Range —
Q3 2014
Shares 13,166 Value ($000) $163 Avg Close — Range —
Q2 2014
Shares 11,719 Value ($000) $154 Avg Close — Range —
Q1 2014
Shares 10,850 Value ($000) $137 Avg Close — Range —
Q4 2013
Shares 10,425 Value ($000) $126 Avg Close — Range —
Q2 2013
Shares 121,242 Value ($000) $1,467 Avg Close — Range —