CAPSTEAD MTG CORP

CUSIP: 14067E506 Class: COM NO PAR

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020
Shares 111,144 Value ($000) $611 Avg Close — Range —
Q1 2020
Shares 111,144 Value ($000) $467 Avg Close — Range —
Q4 2019
Shares 108,500 Value ($000) $906 Avg Close — Range —
Q3 2019
Shares 108,500 Value ($000) $797 Avg Close — Range —
Q2 2019
Shares 108,500 Value ($000) $906 Avg Close — Range —
Q1 2019
Shares 111,884 Value ($000) $961 Avg Close — Range —
Q4 2018
Shares 111,884 Value ($000) $747 Avg Close — Range —
Q3 2018
Shares 111,884 Value ($000) $885 Avg Close — Range —
Q2 2018
Shares 111,062 Value ($000) $994 Avg Close — Range —
Q1 2018
Shares 111,062 Value ($000) $961 Avg Close — Range —
Q4 2017
Shares 111,062 Value ($000) $961 Avg Close — Range —
Q3 2017
Shares 110,509 Value ($000) $1,066 Avg Close — Range —
Q2 2017
Shares 110,509 Value ($000) $1,153 Avg Close — Range —
Q1 2017
Shares 110,509 Value ($000) $1,165 Avg Close — Range —
Q4 2016
Shares 110,509 Value ($000) $1,126 Avg Close — Range —
Q3 2016
Shares 110,509 Value ($000) $1,042 Avg Close — Range —
Q2 2016
Shares 110,509 Value ($000) $1,072 Avg Close — Range —
Q1 2016
Shares 110,489 Value ($000) $1,093 Avg Close — Range —
Q4 2015
Shares 108,755 Value ($000) $951 Avg Close — Range —
Q3 2015
Shares 108,755 Value ($000) $1,076 Avg Close — Range —
Q2 2015
Shares 108,755 Value ($000) $1,207 Avg Close — Range —
Q1 2015
Shares 54,500 Value ($000) $641 Avg Close — Range —
Q4 2014
Shares 30,000 Value ($000) $368 Avg Close — Range —
Q3 2014
Shares 20,000 Value ($000) $245 Avg Close — Range —