CAPSTEAD MTG CORP

CUSIP: 14067E506 Class: COM NO PAR

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 36,920 Value ($000) $412 Avg Close — Range —
Q1 2015
Shares 38,844 Value ($000) $457 Avg Close — Range —
Q4 2014
Shares 76,244 Value ($000) $5,181 Avg Close — Range —
Q3 2014
Shares 37,843 Value ($000) $463 Avg Close — Range —
Q2 2014
Shares 83,358 Value ($000) $548,631 Avg Close — Range —
Q1 2014
Shares 43,765 Value ($000) $554 Avg Close — Range —
Q4 2013
Shares 45,166 Value ($000) $546 Avg Close — Range —
Q3 2013
Shares 44,145 Value ($000) $520 Avg Close — Range —
Q2 2013
Shares 13,252 Value ($000) $160 Avg Close — Range —