CAPSTEAD MTG CORP

CUSIP: 14067E506 Class: COM NO PAR

AE Wealth Management LLC's Holding History (CIK: 0001697723)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 37,856 Value ($000) $300 Avg Close — Range —
Q3 2019
Shares 30,745 Value ($000) $226 Avg Close — Range —
Q2 2019
Shares 29,915 Value ($000) $250 Avg Close — Range —
Q1 2019
Shares 15,462 Value ($000) $133 Avg Close — Range —