CAPSTONE FINANCIAL GROUP INC

CUSIP: 14069v100 Class: COM

ABNER HERRMAN & BROCK LLC's Holding History (CIK: 0001038661)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 117,648 Value ($000) $259 Avg Close — Range —
Q4 2016
Shares 58,824 Value ($000) $162 Avg Close — Range —