CAPRICOR THERAPEUTICS INC

CUSIP: 14070B101 Class: COM

BANK OF AMERICA CORP /DE/'s Holding History (CIK: 0000070858)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 2,540 Value ($000) $1 Avg Close — Range —
Q4 2018
Shares 5,500 Value ($000) $2 Avg Close — Range —
Q3 2018
Shares 6,330 Value ($000) $7 Avg Close — Range —
Q2 2018
Shares 5,500 Value ($000) $7 Avg Close — Range —
Q1 2018
Shares 5,500 Value ($000) $7 Avg Close — Range —
Q4 2017
Shares 6,500 Value ($000) $10 Avg Close — Range —
Q3 2017
Shares 4,000 Value ($000) $12 Avg Close — Range —
Q2 2017
Shares 3,000 Value ($000) $2 Avg Close — Range —
Q1 2017
Shares 3,039 Value ($000) $10 Avg Close — Range —
Q4 2016
Shares 3,000 Value ($000) $8 Avg Close — Range —
Q3 2016
Shares 2,447 Value ($000) $8 Avg Close — Range —
Q2 2016
Shares 525 Value ($000) $2 Avg Close — Range —
Q1 2016
Shares 500 Value ($000) $1 Avg Close — Range —