CAPRICOR THERAPEUTICS INC

CUSIP: 14070B101 Class: COM

MORGAN STANLEY's Holding History (CIK: 0000895421)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 2 Value ($000) $0 Avg Close — Range —
Q2 2017
Shares 24,000 Value ($000) $20 Avg Close — Range —
Q1 2017
Shares 24,000 Value ($000) $81 Avg Close — Range —
Q4 2016
Shares 39,000 Value ($000) $104 Avg Close — Range —
Q3 2016
Shares 41,500 Value ($000) $135 Avg Close — Range —
Q2 2016
Shares 41,708 Value ($000) $165 Avg Close — Range —
Q1 2016
Shares 41,736 Value ($000) $106 Avg Close — Range —
Q4 2015
Shares 56,083 Value ($000) $173 Avg Close — Range —
Q3 2015
Shares 41,583 Value ($000) $169 Avg Close — Range —
Q2 2015
Shares 36,403 Value ($000) $184 Avg Close — Range —
Q1 2015
Shares 28,875 Value ($000) $249 Avg Close — Range —