CAPRICOR THERAPEUTICS INC

CUSIP: 14070B101 Class: COM

DEUTSCHE BANK AG\'s Holding History (CIK: 0000948046)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 600 Value ($000) $0 Avg Close — Range —
Q4 2017
Shares 3,000 Value ($000) $4 Avg Close — Range —
Q3 2017
Shares 1,200 Value ($000) $3 Avg Close — Range —