CAPRICOR THERAPEUTICS INC

CUSIP: 14070B101 Class: COM

PERCEPTIVE ADVISORS LLC's Holding History (CIK: 0001224962)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 4,000 Value ($000) $4 Avg Close — Range —
Q2 2018
Shares 4,000 Value ($000) $5 Avg Close — Range —
Q1 2018
Shares 4,000 Value ($000) $5 Avg Close — Range —
Q4 2017
Shares 4,000 Value ($000) $6 Avg Close — Range —
Q1 2017
Shares 4,000 Value ($000) $13 Avg Close — Range —
Q4 2016
Shares 4,000 Value ($000) $11 Avg Close — Range —
Q3 2016
Shares 4,000 Value ($000) $13 Avg Close — Range —
Q2 2016
Shares 4,000 Value ($000) $16 Avg Close — Range —
Q1 2016
Shares 4,000 Value ($000) $10 Avg Close — Range —
Q4 2015
Shares 4,000 Value ($000) $12 Avg Close — Range —
Q3 2015
Shares 4,000 Value ($000) $16 Avg Close — Range —
Q2 2015
Shares 4,000 Value ($000) $20 Avg Close — Range —
Q1 2015
Shares 4,000 Value ($000) $35 Avg Close — Range —