CAPRICOR THERAPEUTICS INC

CUSIP: 14070B101 Class: COM

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 24,303 Value ($000) $11 Avg Close — Range —
Q4 2018
Shares 25,097 Value ($000) $10 Avg Close — Range —
Q3 2018
Shares 25,097 Value ($000) $26 Avg Close — Range —
Q2 2018
Shares 25,097 Value ($000) $34 Avg Close — Range —
Q1 2018
Shares 26,762 Value ($000) $36 Avg Close — Range —
Q4 2017
Shares 27,442 Value ($000) $44 Avg Close — Range —
Q1 2017
Shares 14,955 Value ($000) $51 Avg Close — Range —