CAPRICOR THERAPEUTICS INC

CUSIP: 14070B101 Class: COM

Apriem Advisors's Holding History (CIK: 0001425165)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 50,000 Value ($000) $23 Avg Close — Range —
Q4 2018
Shares 50,000 Value ($000) $21 Avg Close — Range —
Q3 2018
Shares 50,000 Value ($000) $53 Avg Close — Range —
Q2 2018
Shares 50,000 Value ($000) $67 Avg Close — Range —
Q1 2018
Shares 50,000 Value ($000) $68 Avg Close — Range —
Q4 2017
Shares 50,000 Value ($000) $79 Avg Close — Range —
Q3 2017
Shares 50,000 Value ($000) $152 Avg Close — Range —
Q2 2017
Shares 50,000 Value ($000) $42 Avg Close — Range —
Q1 2017
Shares 50,000 Value ($000) $169 Avg Close — Range —
Q3 2016
Shares 70,962 Value ($000) $230 Avg Close — Range —
Q2 2016
Shares 70,962 Value ($000) $280 Avg Close — Range —
Q1 2016
Shares 70,962 Value ($000) $180 Avg Close — Range —