CAPRICOR THERAPEUTICS INC

CUSIP: 14070B101 Class: COM

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 570 Value ($000) $2 Avg Close — Range —
Q2 2016
Shares 770 Value ($000) $3 Avg Close — Range —
Q1 2016
Shares 1,446 Value ($000) $4 Avg Close — Range —
Q4 2015
Shares 2,466 Value ($000) $8 Avg Close — Range —
Q2 2015
Shares 16 Value ($000) $0 Avg Close — Range —
Q1 2015
Shares 22 Value ($000) $0 Avg Close — Range —