CAPRICOR THERAPEUTICS INC

CUSIP: 14070B101 Class: COM

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 33,702 Value ($000) $16 Avg Close — Range —
Q4 2018
Shares 13,935 Value ($000) $6 Avg Close — Range —
Q3 2018
Shares 714 Value ($000) $1 Avg Close — Range —
Q2 2018
Shares 1,264 Value ($000) $2 Avg Close — Range —
Q1 2018
Shares 400 Value ($000) $1 Avg Close — Range —
Q4 2017
Shares 4,379 Value ($000) $7 Avg Close — Range —
Q1 2017
Shares 2,581 Value ($000) $9 Avg Close — Range —
Q4 2016
Shares 257 Value ($000) $1 Avg Close — Range —
Q2 2016
Shares 2,996 Value ($000) $12 Avg Close — Range —
Q3 2015
Shares 2,782 Value ($000) $11 Avg Close — Range —
Q2 2015
Shares 1,473 Value ($000) $7 Avg Close — Range —
Q1 2015
Shares 2,000 Value ($000) $17 Avg Close — Range —