CARA THERAPEUTICS INC

CUSIP: 140755109 Class: Common Stock

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 31,585 Value ($000) $391 Avg Close — Range —
Q4 2017
Shares 26,468 Value ($000) $324 Avg Close — Range —
Q3 2017
Shares 52,937 Value ($000) $725 Avg Close — Range —
Q2 2017
Shares 52,937 Value ($000) $815 Avg Close — Range —
Q1 2017
Shares 52,937 Value ($000) $974 Avg Close — Range —
Q4 2016
Shares 87,379 Value ($000) $812 Avg Close — Range —
Q3 2016
Shares 161,689 Value ($000) $1,350 Avg Close — Range —
Q2 2016
Shares 188,974 Value ($000) $909 Avg Close — Range —
Q1 2016
Shares 141,857 Value ($000) $882 Avg Close — Range —
Q4 2015
Shares 63,458 Value ($000) $1,070 Avg Close — Range —
Q3 2015
Shares 114,633 Value ($000) $1,638 Avg Close — Range —
Q2 2015
Shares 135,875 Value ($000) $1,651 Avg Close — Range —
Q1 2015
Shares 135,875 Value ($000) $1,366 Avg Close — Range —
Q4 2014
Shares 109,816 Value ($000) $1,095 Avg Close — Range —
Q3 2014
Shares 114,397 Value ($000) $960 Avg Close — Range —
Q2 2014
Shares 59,657 Value ($000) $1,015 Avg Close — Range —
Q1 2014
Shares 53,210 Value ($000) $990 Avg Close — Range —