CARDICA INC

CUSIP: 14141R101 Class: COM

UBS ASSET MANAGEMENT AMERICAS INC's Holding History (CIK: 0000861177)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 2,152,090 Value ($000) $620 Avg Close — Range —
Q2 2015
Shares 2,357,157 Value ($000) $1,177 Avg Close — Range —
Q1 2015
Shares 2,168,539 Value ($000) $1,365 Avg Close — Range —
Q4 2014
Shares 1,821,333 Value ($000) $1,275 Avg Close — Range —
Q3 2014
Shares 1,668,149 Value ($000) $1,785 Avg Close — Range —
Q2 2014
Shares 1,592,888 Value ($000) $1,816 Avg Close — Range —
Q1 2014
Shares 1,270,765 Value ($000) $1,283 Avg Close — Range —