CARDICA INC

CUSIP: 14141R101 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 17,668 Value ($000) $3 Avg Close — Range —
Q3 2015
Shares 17,668 Value ($000) $5 Avg Close — Range —
Q2 2015
Shares 15,462 Value ($000) $8 Avg Close — Range —
Q1 2015
Shares 15,462 Value ($000) $10 Avg Close — Range —
Q4 2014
Shares 13,531 Value ($000) $9 Avg Close — Range —
Q2 2014
Shares 16,900 Value ($000) $19 Avg Close — Range —
Q1 2014
Shares 18,590 Value ($000) $19 Avg Close — Range —
Q4 2013
Shares 14,363 Value ($000) $14 Avg Close — Range —
Q3 2013
Shares 13,510 Value ($000) $18 Avg Close — Range —
Q2 2013
Shares 13,510 Value ($000) $15 Avg Close — Range —