CARDICA INC

CUSIP: 14141R101 Class: COM

DAFNA Capital Management LLC's Holding History (CIK: 0001389933)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 1,402,762 Value ($000) $216 Avg Close — Range —
Q3 2015
Shares 1,402,762 Value ($000) $379 Avg Close — Range —
Q2 2015
Shares 1,486,004 Value ($000) $742 Avg Close — Range —
Q1 2015
Shares 1,486,004 Value ($000) $936 Avg Close — Range —
Q4 2014
Shares 1,486,004 Value ($000) $1,040 Avg Close — Range —
Q3 2014
Shares 1,486,004 Value ($000) $1,590 Avg Close — Range —
Q2 2014
Shares 1,486,004 Value ($000) $1,694 Avg Close — Range —
Q1 2014
Shares 1,053,704 Value ($000) $1,055 Avg Close — Range —
Q4 2013
Shares 1,063,469 Value ($000) $1,037 Avg Close — Range —
Q3 2013
Shares 1,063,469 Value ($000) $1,383 Avg Close — Range —
Q2 2013
Shares 1,063,469 Value ($000) $1,180 Avg Close — Range —