CARDICA INC

CUSIP: 14141R101 Class: COM

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 19,000 Value ($000) $3 Avg Close — Range —
Q2 2015
Shares 24,103 Value ($000) $12 Avg Close — Range —
Q1 2015
Shares 14,414 Value ($000) $9 Avg Close — Range —
Q4 2014
Shares 17,566 Value ($000) $12 Avg Close — Range —
Q3 2014
Shares 67,566 Value ($000) $73 Avg Close — Range —
Q2 2014
Shares 67,566 Value ($000) $77 Avg Close — Range —
Q1 2014
Shares 17,566 Value ($000) $18 Avg Close — Range —
Q4 2013
Shares 17,566 Value ($000) $17 Avg Close — Range —
Q3 2013
Shares 17,566 Value ($000) $23 Avg Close — Range —
Q2 2013
Shares 17,566 Value ($000) $19 Avg Close — Range —