CARLYLE GROUP L P

CUSIP: 14309L102 Class: COMMON STOCK

HENNESSY ADVISORS INC's Holding History (CIK: 0001145255)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019

Shares 131,300 Value ($000) $2,400 Avg Close — Range —

Q4 2018

Shares 141,500 Value ($000) $2,229 Avg Close — Range —

Q3 2018

Shares 156,900 Value ($000) $3,538 Avg Close — Range —

Q2 2018

Shares 162,000 Value ($000) $3,451 Avg Close — Range —

Q1 2018

Shares 172,400 Value ($000) $3,681 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2019	131,300	$2,400	—	—
Q4 2018	141,500	$2,229	—	—
Q3 2018	156,900	$3,538	—	—
Q2 2018	162,000	$3,451	—	—
Q1 2018	172,400	$3,681	—	—